Ombudsman for Banking Services and Investments

Results: 383



#Item
231Sociology / Consumer organizations / Dodd–Frank Wall Street Reform and Consumer Protection Act / Dispute resolution / Ombudsman for Banking Services and Investments / Financial Regulator

OBSI Consumer and Investor Advisory Council Response Brief: Khoury Report

Add to Reading List

Source URL: www.obsi.ca

Language: English - Date: 2013-05-22 16:20:13
232Legal documents / Marketing / Ombudsman for Banking Services and Investments / Self-regulatory organizations / Mediation / Investment Industry Regulatory Organization of Canada / Arbitration / Autorité des marchés financiers / Ombudsman / Legal terms / Law / Dispute resolution

An Investor’s Guide to Making a Complaint Protecting Investors and Fostering Fair and Efficient Capital Markets across Canada.

Add to Reading List

Source URL: iiroc.ca

Language: English - Date: 2013-03-08 15:15:04
233Mediation / Law / Ombudsman for Banking Services and Investments / Franchising / Confidentiality / Dispute resolution / Conflict / Ethics

CSA Staff Notice[removed]Guidance on Dispute Resolution Services Client Disclosure for Registered Dealers and Advisers that are not members of a Self-Regulatory Organization May 1, 2014

Add to Reading List

Source URL: www.msc.gov.mb.ca

Language: English - Date: 2014-05-01 11:15:45
234Dispute resolution / Mediation / Ombudsman for Banking Services and Investments

CSA Notice of Amendments to National Instrument[removed]Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registran

Add to Reading List

Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-12-19 10:54:48
235Ombudsman for Banking Services and Investments / Ombudsman / Ethics / Complaint / Credit ombudsman service / Parliamentary Commissioner Act / Dispute resolution / Conflict / Law

ADR Chambers Banking Ombuds Office www.bankingombuds.ca Telephone: [removed]Fax: [removed]Email: [removed]

Add to Reading List

Source URL: www.bankingombuds.ca

Language: English - Date: 2013-10-21 11:42:51
236Law / Mutual Fund Dealers Association / Ombudsman / Ethics / Canada / Dispute resolution / Ombudsman for Banking Services and Investments / Canadian securities regulation

January 31, 2008 Terms of Reference Review Ombudsman for Banking Services and Investment PO Box 896, Station Adelaide Toronto, ON

Add to Reading List

Source URL: www.mfda.ca

Language: English - Date: 2012-01-04 16:32:44
237Dispute resolution / Ombudsman / Banking in Canada / Ethics / Osgoode Hall Law School / Canadian Bankers Association / Consumer protection / Financial Ombudsman Service / André Marin / Legal professions / Law / Conflict

Douglas Melville Ombudsman and Chief Executive Officer Ombudsman for Banking Services and Investments (OBSI), Canada Mr. Melville has been the Ombudsman and CEO of OBSI since his appointment in[removed]He is a lawyer and f

Add to Reading List

Source URL: www.obsi.ca

Language: English - Date: 2014-02-03 10:41:56
238Ombudsman for Banking Services and Investments / Regulatory compliance / Canada / Finance / Investment / Sociology / Business / Canadian law / Canadian securities regulation / Mutual Fund Dealers Association

Submissions to the Standing Sente Committee on Banking, Trade and Commerce

Add to Reading List

Source URL: www.mfda.ca

Language: English - Date: 2012-01-04 16:32:44
239Business / Mediation / Canadian securities regulation / Ombudsman for Banking Services and Investments / Franchising / Selling away / Dispute resolution / Conflict / Law

The Ontario Securities Commission OSC Bulletin May 1, 2014 Volume 37, Issue[removed]), 37 OSCB

Add to Reading List

Source URL: www.osc.gov.on.ca

Language: English - Date: 2014-05-02 18:15:58
240Securities Commission / Joint Forum / Law / Consumer protection / Ombudsman for Banking Services and Investments / Canadian Bankers Association / Economy of Canada / Canada / International Organization of Securities Commissions / Financial regulation / Canadian law / Canadian securities regulation

spring-summer03-aug5-final-eng-sample2.doc

Add to Reading List

Source URL: jointforum.ca

Language: English - Date: 2013-10-01 11:01:24
UPDATE